October Lifting Restrictions Market Cap: 2407.28 Billion Yuan.

On October 1st local time, affected by the negative impact of the US government "shutdown," the three major US stock indices initially plunged across the board after opening, then reversed and fluctuated upwards. By the close, the Dow Jones Index rose 0.09%, hitting a record high; the S&P 500 Index rose 0.34%; and the Nasdaq Composite Index rose 0.42%.

Chinese assets strengthened, with the Nasdaq Golden Dragon China Index rising 1.44%. Most popular China-concept stocks closed higher: Vipshop rose 5.36%, Baidu Group rose 4.3%, JD.com Group rose 3.4%, Alibaba rose 2.25%, Pinduoduo rose 1.69%, XPeng Motors rose 1.11%, and Li Auto rose 0.63%.

107 Stocks Face Lifting Restrictions in October

According to statistics from Securities Times · DataBa, 107 stocks face lifting restrictions in October. From a market capitalization perspective, calculated based on the latest closing prices, the total market value of stocks facing lifting restrictions in October is 2407.28 billion yuan. The pressure from lifting restrictions is less than that in July, August, and September since the third quarter.

Among the aforementioned stocks facing lifting restrictions, three have a lifting market cap exceeding 100 billion yuan: China Merchants Port (001872), Meihao Medical (301363), and Hengshuai Co., Ltd. (300969). China Merchants Port will have 577 million shares becoming available for trading in October, mainly consisting of shares allocated to institutional investors through private placements, with a lifting market cap of 115.46 billion yuan.

Meihao Medical has the next largest lifting scale, with 412 million shares becoming available for trading in October. The restricted shares being lifted are primarily those from initial public offerings held by original shareholders, with a lifting market cap of 103.24 billion yuan.

From the perspective of the proportion of shares lifted, 25 stocks have a lifting ratio exceeding 50%. Seven stocks, including Arrow Home (001322), Ousen Electric (301187), Sanboshuo (001300), and Meineng Energy (001299), have the highest lifting ratios, all exceeding 70%.

In contrast, 24 stocks, including Shengquan Group (605589), Baoding Technology (002552), Helin Wein, and Yongchuang Intelligent (603901), face relatively small pressure from lifting restrictions, with lifting market caps all below 100 million yuan.

22 Stocks Facing Lifting Restrictions Reported Losses in the First Half of the Year

Stocks facing lifting restrictions in October have seen an average price increase of 2.84% since September. Demingli (001309), Semimicro, Biwin Storage, and Hengshuai Co., Ltd. saw the highest price increases, all rising over 40% in September.

Demingli saw the highest price increase, accumulating a rise of 117.02% since September. The company will have 0.01 million shares facing lifting restrictions in October, with a lifting market cap of 124 million yuan. The type of shares being lifted is restricted shares from equity incentives. Demingli's stock price hit another record high on the last trading day before the holiday; the stock has been continuously breaking new highs recently, setting new historical records on 10 trading days in the past month.

Among the stocks that declined in price, Longyang Electronic (301389), Hengyu Xintong (300965), and Zhongke Jincai (002657) saw the largest drops. Zhongke Jincai had the biggest decline, falling 29.55% cumulatively since September. The company will have 1.2377 million shares facing lifting restrictions, with a lifting scale of 39.6669 million yuan.

Among the stocks facing lifting restrictions in October, 20 were surveyed by institutions in September, with 14 of them being surveyed by more than 10 institutions. Ruide Intelligent (301135) was surveyed by 50 institutions. The company will face a lifting market cap of 597 million yuan in October. In the pet technology sector, the company keenly recognized the rapid development and huge potential of the pet economy. Leveraging its technological innovation and product upgrade capabilities, it has successfully achieved mass production of smart controllers for products like smart fish tanks, pet feeders, and water dispensers. In the future, the company will continue to focus on strategic exploration business tracks, persistently exploring potential in areas such as medical health, low-altitude flight, smart home, pet technology, and robotics, seeking more growth points to achieve comprehensive business leaps.

Faithbrand Precision was surveyed by 44 institutions. The company will face a lifting market cap of 9.582 billion yuan in October. In the heating plate field, the company successfully developed heating plates, breaking through overseas technical barriers, achieving mass production of multiple models, and becoming a major supplier for domestic mainstream customers.

Generally speaking, the negative impact of lifting restrictions is significantly greater for stocks with poor or declining performance compared to those with strong performance. Among the stocks facing lifting restrictions in October, 22 reported losses in the first half of the year. Six stocks, including Dizhe Pharmaceutical-U, Biwin Storage, Yunmei Energy (600792), and Starring Technology-U, reported the largest net profit losses in the first half. Dizhe Pharmaceutical-U had the largest loss. The company will have 42 million shares facing lifting restrictions in October, with a lifting market cap of 3.025 billion yuan. In the first half of 2025, the company achieved operating revenue of 355 million yuan and reported a net profit loss attributable to the parent company of 377 million yuan.